


Comprehensive custody back office functionality.
Tailored to suit your distinct needs and vision.
CustodyPlus Introduction

CustodyPlus is a fully integrated software system with comprehensive functionality for automating securities back office operations. Since 1998, the software system has helped Local and Global Custodians, I and other capital market participants enhance their service capabilities. It has also helped them lower operating costs, and respond to complex, frequently changing business requirements. CustodyPlus is a dynamic IT solution with unmatched flexibility to grow, adapt and evolve.
Safekeeping and Settlements
PROCESS MONITOR
Process and monitor your daily operations in STP mode. The settlements engine creates trades based on client instructions, broker files or manual entries.
SAFEKEEPING ACCOUNT HIERARCHY
Safekeeping account hierarchy allows maintaining of global custodian and sub custodian accounts structures as well as direct relationships.
RULE BASED SETTLEMENT CYCLE
Configurable trade processing life cycles based on a number of parameters such as the asset type and execution arena, to take care of settlements processing in diverse markets.
DEPOSITORY INTERFACE AND RECONCILIATION
Automated positions reconciliation with local and international depositories as well as sub-custodians through a variety of interface options.
POSITION AND CREDIT CHECKING
Trade matching and settlement triggers value-dated position and cash sufficiency checking. This allows preemptive action to be taken, reducing the chances for a failed trade.

Settlements

COMPLETE STRAIGHT THROUGH PROCESSING
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Creation, transmission and consumption of settlement messages for complete automated post-trade straight through processing
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SWIFT COMPLIANT
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Trade settlement is facilitated by the account’s servicer and instructed by the account owner using SWIFT formatted messages over the SWIFTNet network.
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AUTOMATED MATCHING AND SETTLEMENT
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Users can also take advantage of an automated capability to match and settle trades sequentially - reducing operational risk.
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STANDARD SETTLEMENT INSTRUCTIONS (SSI)
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Users can create and manage the user-defined SSI (standard settlement instructions) rules they need so that the settlement and reconciliation process becomes very efficient. Manage each and every automatic rule you need in just a few clicks. From global level to specific rules, the entire process can be automated and standardised.
Prices and Valuation

COMPREHENSIVE VALUATION ENGINE
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The product supports a comprehensive valuation engine. It allows you to set up different valuation methods depending on your client’s requirements. It supports all the industry standard valuation formulae out of the box and can be configured to include any other market specific valuation method if it is required.
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MULTIPLE DATA SOURCES
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There is support to collect price related data from multiple price sources. Some of the standard sources supported out of the box are:
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Pricing Vendors (e.g. Bloomberg, Reuters, etc. )
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Excel, web api or csv feeds from exchanges or other sources.
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Price extraction from SWIFT MT535 messages.
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Price calculation based on configured formulae.
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Manual input of prices.
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DASHBOARD
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A blotter interface helps you to visualize your pricing and valuation data in a single view. A configurable exception handling mechanism helps you to identify variations in the pricing and valuations which increase your efficiency to correct errors.
Asset Servicing
FULL RANGE OF CORPORATE EVENTS
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The system covers a wide range of mandatory and voluntary distribution and reorganisation events. Events are captured through notification from a CSD, Custodian or an information provider. Entitlements are auto created and processed.
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CONFIGURABLE STAGES
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Corporate actions processing could have variations depending on the market. This engine allows you to configure the corporate actions processing depending on the market you are operating in.
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WORKFLOW AND CLIENT NOTIFICATIONS
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This engine allows you to customize workflows, set up alerts and notifications for users as well as your end clients at various stages.
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CONFIGURABLE TAX TABLES
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Net payments are computed using tax tables based on the type of asset, investor domicile, event type and many other criteria.
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AUTOMATED CLIENT REPORTING
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Clients can be kept informed from announcement till the close of processing of the corporate event via multiple modes such as SWIFT, email and SMS. Once the event is processed, the claims if any can directly be raised based on the information in the system.

Order Management
ORDER CAPTURE
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Input and capture order details via electronic interfaces or manually
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AUTOMATIC TRADE ALLOCATIONS
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Automates trade allocations subject to configurable portfolio compliance requirements and allocation methodologies
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ROUTING CAPABILITY
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The ability to send the order to a trading venue, a broker or another desk in the firm.
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CLIENT REPORTING
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Reporting on order execution and trades in near real-time to the client, including where and when trades were made.
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BACK OFFICE INTERFACE
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Back office integration in order to settle trades for successful orders.
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INTEGRATED COMPLIANCE
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Integrates natively with compliance engine to offer real time compliance at the order level.

Fees
FLEXIBLE FEE SCHEDULES
Highly customisable fee schedules make it possible to setup almost any combination of rules of calculation of settlement and safekeeping fees. Features include sliding/tiered scales, minimum fee, charging by asset type and location.
FEE SCHEDULE ASSIGNMENT
Fee schedules can be assigned to a single safekeeping account, to a group of accounts or to a relationship.
USER DEFINED SERVICES
User defined services allows setting up of one off fee (out of pocket expenses) or extraordinary services. Such services can be a flat fee, periodic, or based on service utilisation.
DETAILED CLIENT INVOICES
Client invoices contain details of all service utilisation along with the fee schedule applied, allowing for reconciliation of the computed amounts.
DIRECT DEBIT
Provision for direct debit or for receiving bill payments into a nostro account. Payments are tracked and outstandings are updated.
MULTIPLE BILLING PERIODS AND CURRENCIES
The system allows bill generation for different frequencies based on client. The billing currency can also be selected at client or safekeeping account level.

Pension Contributions Processing
COLLECTIONS WORKFLOW
Full end-to-end workflow for the pension contributions collection process. Contribution schedule import, reconciliation with collection bank account.
RETIREMENT SAVINGS ACCOUNTS
Maintain retirements savings account with full history of employer and employee contributions. Interface with Pension Fund Administrators for reconciliation and automated updating of RSA database.
PENSION FUND ADMINISTRATOR INTERFACE
Reconciliation between Pension Fund Custodian and Pension Fund Administrators (PFAs) for collections and retirement savings account records. Automated reporting to PFAs.
REGULATORY REPORTING
Generation of reports for the pensions regulator across the full range of pensions processing activities.
INTEGRATION WITH PENSION FUND CUSTODY
Integration of pension contributions processing with pension fund investment accounts and investment allocation process.

Fund Compliance
COMPLIANCE SCHEDULES
Setup rule based compliance schedules to reflect the fund's investment charter or for regulatory compliance. Rules can be based on Investment limits, asset types, credit ratings and other criteria.
END OF DAY COMPLIANCE
Violation blotter - follow up of violation by rule/fund/severity.
REPORTING AND DATA ADMINISTRATION
Compliance report scheduler with multiple report formats. Compliance dashboards. Data dictionary.
CONSISTENCY AND ACCURACY
Support for multiple asset classes, multiple currencies and multiple fund structures.

Cash Ledger
MULTI-CURRENCY CASH ACCOUNTS
Cash accounts for clients can be maintained at safekeeping account or relationship level. Automated reconciliation with core banking system.
CAPITAL AND INCOME ACCOUNTS
Cash accounts can be designated as income or capital accounts. Settlement related cash transactions utilise capital accounts. Corporate Event income utilises income accounts.
GL ENTRIES
Any number of cash transaction types can be setup with corresponding GL Codes. Accounting entries are passed to the core banking system.
PAYMENTS INTERFACE
Ability to interface with internal and external payments systems or to generate SWIFT payments instructions directly.
CASH STATEMENT REPORTING
Send clients cash statements and advice of debit or credit by SWIFT, email, fax or proprietary mode of transmission. Detailed narrations used on cash statements.

Vault Management
MANAGE PHYSICAL CERTIFICATES
CustodyPlus Vault Management automates processing and tracking of certificated securities under custody across multiple vaults. Certificate locations within the vault are tracked and the transaction status relating to the certificate is maintained.
RECORD VAULT OPERATIONS
Vault operations such as Vault-in, Vault-out, Temp-out, Temp-return are recorded through the registration process of certificated securities.
MULTIPLE DENOMINATIONS AND SERIES
The system supports any mix of quantity denominations within a certificate transaction. Multiple certificate number series and numbering conventions are available. Post registration certificate consolidation is supported.
LINK TO SETTLEMENTS WORKFLOW
The Vault Management system links to the settlements workflow, such that vault operations staff are notified of the expected arrival or delivery of certificates. Certificates are referenced to trade settlements.
VAULT RECONCILIATION
Vault reconciliation exception reports highlight any differences between positions held by safekeeping accounts in certificated securities and the quantities held as certificates in the vault.

Pension Benefits Administration

PAYMENTS DISBURSEMENT
Disbursement of all benefits related payments to Retirement Savings Account holders. Maintenance of all RSA account activity and reporting to regulators. Support for annuities, death benefits, lump sum and others payment modes.
TRANSFERS
Process moving of RSA account from one Pension Fund Administrator to another or from one employer to another.
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COMPLIANCE MONITORING
Monitor Pension Fund Administrator compliance with regulator approvals and report exceptions.
MONTHLY PROGRAMMED WITHDRAWALS
Support for automated monthly and quarterly programmed withdrawals.
RETURNED MONIES PROCESSING
Processing of monies returned due to payments sent to incorrect account numbers.
Fund Accounting

GENERAL LEDGER ACCOUNTING
The system delivers general ledger accounting for sophisticated account types and structures for mutual, institutional and pension funds. It features a fully configurable chart of accounts.
MULTIPLE TRANSACTION TYPES
Support for multiple transaction types - subscriptions, redemptions, contributions, withdrawals, dividends and corporate actions.
FEE ACCRUAL PROCESSING
Daily accrual of fees including management, administration and incentive fee.
VALUATION AND NAV
NAV production - daily, weekly or monthly. Multiple valuation types supported.
FINANCIAL REPORTING
Standard accounting reports with on-demand access to ledgers and journals, valuation reports and general ledger reports that include NAV and the Trial Balance.
Transfer Agency
Transfer Agency

END TO END COVERAGE
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Transfer Agent registration for account opening.
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IPOs AND ALL ASSET SERVICING
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Booking of subscriptions/redemptions, unit allocation and contract notes generation.
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CONFIGURABLE WORKFLOW
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Automation of all events affecting the shareholders such as distributions, fees and other actions.
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ASSET TRANSFERS
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Ownership transfer between registrars.
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BULK DATA MOVEMENT
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Data uploads (investors data, subscriptions, redemptions and others).
Compliance

REAL-TIME REPORTING
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Reports real-time capacities across each fund for every asset and rule, pre- and post- trade
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AUTOMATIC BREACH NOTIFICATIONS
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Validates real-time compliance results instantaneously across all funds and provides automatic breach notifications
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CONFIGURABLE RULE ENGINE
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Utilises rules engine that can handle any rule type, regardless of complexity
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POWERFUL AUDITING
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Provides fully audited results with compliance breach and cure management workflows
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COMPREHENSIVE REPORTING
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Offers automated and customizable summary and detail reports and dashboards
Risk Management

STANDALONE PRICING SYSTEM
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Cut down on counterparty risk with built-in Residual Spread Analysis, enabling you to independently verify the prices obtained from brokers, dealers and banks.
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COMPREHENSIVE RISK MEASURES
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Get a comprehensive view of your risk. VaR, Key Rate Duration, Delta and Gamma are just a few of the wide range of calculations at your disposal.
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PRICE BEHAVIOR ANALYSIS
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This advanced approach to risk management keeps you steps ahead of the game. Our Price Behavior Curves (PBCs) projects fair values relative to changes in economic variables such as interest rates, inflation rates, equity indices, default rates and more.
Investment Strategy & Management

DETAILED ANALYSIS
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Our Investment Strategy and Optimization module allows you to analyze all your investments options.
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WIZARD INTERFACE
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It guides you through an informed process in selecting the best asset allocation for your portfolio’s risk profile taking into account extreme events.
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DETAILED PROFILING
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Structure of the fund Investment Strategy,
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Goals & Objectives
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Investment Restrictions, Rules and Constraints
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Investment Preferences (Eg asset allocation, securities)
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Targeted Investors and Marketing Campaigns
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Customisable Sections
Portfolio Management

ASSET MANAGEMENT AND VALUATION
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Complete portfolio consolidation across sectors and asset classes integrated with a central pricing module to provide accurate valuations.
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ILLIQUID AND ALTERNATIVE INVESTMENT
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Support for assets such as
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Private Equity
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Commodities
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Private Lending
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Venture Capital
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Art
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Real Estate
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Hedge Funds
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Private Investments
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FULL CYCLE BOOKKEEPING
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Complete integration with the fund accounting module
Reports & Analytics

COMPLETE AUTOMATION
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All client reports can be scheduled for automated generation and transmission on a client by client basis or even at safekeeping account level. Reports can be sent to multiple destinations.
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MULTIPLE TRANSMISSION MODES
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Send clients cash statements and advice of debit or credit by SWIFT, email, fax or proprietary mode of transmission. Detailed narrations used on cash statements.
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HOLISTIC PERSPECTIVE
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Provide customers with a holistic perspective of day-to-day performance, valuation and forecasted future cash flows.
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INTUITIVE CONTENT
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From configurable automatic generation to specific on-demand needs, our Reports module enables you to deliver impressive targeted quality in terms of content and visual presentation.
Innovation Plans

NEW ASSET CLASSES
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Global equities
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Emerging market equities
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Convertible bonds
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High yield bonds
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Emerging market bonds
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Currency funds
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Real assets & infrastructure
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NEW THEME FUNDS
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SRI
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Environment
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Water
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Renewable energy
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Shari’ah
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Capital protection
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Tax efficiency
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NEW ASSET TECHNIQUES
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LDI
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Distressed debt
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GTAA
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Age-based retirement funds
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Risk-based retirement funds
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Unconstrained mandates
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NEW ENHANCING TOOLS
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Derivatives for hedging unrewarded risks
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ETFs
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Hedge funds
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Portable alpha
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Leverage
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Shorting

CRM and Sales Management

LEAD, CONTACT, ACCOUNT AND DEAL MANAGEMENT
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Simplify the basics of your sales management and organize information easily.
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SALES PIPELINE MANAGEMENT
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The visual sales pipeline forecasts your revenue by deal stage where you can filter and sort deals, customize deal views, drag-and-drop deals across the pipeline, call and email customers.
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EMAIL AND PHONE
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Complete email and phone integration within the application and comprehensive logging so you never lose details.
LEAD, CONTACT, ACCOUNT AND DEAL MANAGEMENT
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Simplify the basics of your sales management and organize information easily.
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SALES PIPELINE MANAGEMENT
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The visual sales pipeline forecasts your revenue by deal stage where you can filter and sort deals, customize deal views, drag-and-drop deals across the pipeline, call and email customers.
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EMAIL AND PHONE
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Complete email and phone integration within the application and comprehensive logging so you never lose details.
Customer Advisory

IMPROVE CLIENT PORTFOLIO RETURNS AND REVENUES
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Target clients by factoring in a given client’s investment policy statement constraints, the client’s existing portfolio, historic transactions and other key deterministic, stochastic, and judgmental factors.
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TREND BASED PERSONALIZED RECOMMENDATIONS
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Collaboratively discuss portfolios with the client and make a joint investment decision in case of a non-discretionary portfolio.
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INCREASE CLIENT RETENTION
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By providing personalized recommendations which provide visible value to the client.
Treasury
AUTOMATE
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Automates cash management processes across multiple business entities
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SCHEDULED MOVEMENT
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Allows definition of schedules for internal and external movements of funds
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IN-BUILT COMPLIANCE
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Complies with local and global financial standards and regulations
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FORECASTING
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Includes forecasting capabilities to identify liquidity trends
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DASHBOARDS AND REPORTS
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Detailed dashboards and reports on cash positions and liquidity
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RISK MANAGEMENT
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Manage different types of risks such as currency and interest rate fluctuations
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HOLISTIC VIEW
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Provides a holistic view of risks and opportunities related to cash management

Accounting

GENERAL LEDGER ACCOUNTING
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The system delivers general ledger accounting for sophisticated account types and structures for mutual, institutional and pension funds. It features a fully configurable chart of accounts.
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MULTIPLE TRANSACTION TYPES
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Support for multiple transaction types - subscriptions, redemptions, contributions, withdrawals, dividends and corporate actions.
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FEE ACCRUAL PROCESSING
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Daily accrual of fees including management, administration and incentive fee.
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VALUATION AND NAV
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NAV production - daily, weekly or monthly. Multiple valuation types supported.
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FINANCIAL REPORTING
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Standard accounting reports with on-demand access to ledgers and journals, valuation reports and general ledger reports that include NAV and the Trial Balance.
Portfolio Consolidation
CONSOLIDATED DASHBOARDS
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Benefit from consolidated dashboards showing assets under management
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EFFICIENCY
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Important time saving in terms of documents research and archiving
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FAST AND EASY
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Fast and easy printing of all sensitive documents
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EASE OF INVOICING
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Task optimisation linked to invoicing
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INCREASED PRODUCTIVITY
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Reduction of administrative workload and mistakes

Performance Measurement & Attribution
MULTIPLE RETURN TYPES
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Multiple return types (capital, income, base/local currency, gross or net of fees)
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​EASY RETRIEVAL OF INFORMATION
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Roll-up to any classification level and report to any time frame and currency
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ACCURATE BREAKDOWNS FOR EASY ANALYSIS
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Decomposition of return to security and FX component. Fund-of-Funds and benchmarks look-through for in-depth performance analysis
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TRACK MULTIPLE MANAGERS
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Multi-manager performance tracking
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GROUP PORTFOLIO TRACKING
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Calculation of performance in group of portfolios and contribution to each portfolio
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EXTENSIVE RANGE
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Extensive range of financial instruments are covered (from plain vanilla listed securities to OTC derivative and structured products)
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​COMPREHENSIVE AUDIT TRAIL
Detailed maintenance of return figures for full audit trail

Offshore Banking

REMOTE MANAGEMENT
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Possibility to manage accounts from anywhere in the world. Remote generation of all basic documents such as payment orders, currency exchange orders, cash orders, free format message
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LATEST ENCRYPTION PROTOCOLS
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High-level security of transmitted information achieved by using the latest encryption technologies
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COMPLETE CONTROL
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Advanced automated control of clients' electronic documents
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PLATFORM INDEPENDENT
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Compatibility with any Internet browser, with no additional downloads
International Compliance
MiFID, IFRS, BASEL
ENHANCED VISIBILITY
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Gain complete visibility into the real-time status of all compliance requirements.
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ADVANCED ANALYTICS
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Track and analyze your compliance progress with the most telling metrics and dynamic charts.
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PROGRAMMABLE REMINDERS
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Leverage real-time alerts to proactively manage your compliance tasks.
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REAL-TIME COMPLIANCE TASKS
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Your compliance task schedule auto-populates based on your legal entities and the latest regulations.
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TRACK YOUR COMPLIANCE PROGRESS
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Get instant updates on the progress of your compliance tasks.
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MANAGE TASKS THROUGH THE CALENDAR
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Assign tasks, update statuses, collaborate with other users and sync with MS Outlook.

NAV Calculation

ALL ASPECTS COVERED
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Valuation and pricing for periodic (daily, weekly, monthly etc.), technical/hard close, indexed and ex-distribution pricing
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MULTIPLE CALCULATION METHODS
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Single price or dual price calculations such as NAV, bid, offer, or swing prices, as well as crediting rates
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SUPPORT ACROSS VARIOUS PARAMETERS
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Multi-class, multi-currency and hedged share classes
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Consideration of other parameters. Calculation of management fees, performance fees, tax provisions and rebates
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MULTIPLE PRICING POINTS
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Multiple pricing points and complete or partial pricing re-runs
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CONFIGURABLE CALCULATION TEMPLATES
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Client specific calculation templates, with flexibility to configure client or fund specific business rules
Employer & Pensioner Module
DETAILED INFORMATION CAPTURE AND RETRIEVAL
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Complete details for employers as well as pensioners can be maintained on the system. Any additional requirements can be met via customizable fields.
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EMPLOYERS' CONTRIBUTIONS
Employers' contributions are tracked to produce contribution reports, delinquent reports, and year-end audit reports.
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VOLUNTARY CONTRIBUTIONS
Voluntary Contributions Facility to process voluntary contributions and to update yearly interest earned on such contributions.
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EMPLOYEE BENEFITS INTEGRATION
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All Systems are Employee and Employer driven. A number of employee benefits modules can be "plugged in" to the Benefit System depending on the client's requirements.
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MONTHLY RECONCILIATIONS
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Monthly reconciliation of payments between the custodian and the plan data recorded. Monthly report on pension changes due to Spousal end guarantee period, end of integration, death of annuitant or contingent annuitant, or the beginning of new pension payments.
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AD HOC REPORTS
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Produce any number of ad hoc reports through running a data request selecting only those fields you wish to analyze.

Regulatory Reports

MONITOR COMPLIANCE
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Monitor Fund Administrator compliance with regulator approvals and report exceptions.
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DETAILED REPORTING
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Generation of reports for the regulator across the full range of processing activities.
SWIFT & FIX Compliant Interfaces
MULTI-NETWORK COMPLIANT
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Multi-network compliance architecture, incorporating SWIFT, FIX, and other networks
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INTUITIVE DASHBOARD
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Intuitive dashboard interface for total transparency and control to mitigate operational risks
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FLEXIBLE
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Filtering of individual messages as well as file of bulked transactions

Dashboard Interface

SIMPLE YET POWERFUL VISUALS
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Visual presentation of performance measures
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MEASURE EFFICIENCIES/INEFFICIENCIES
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Instantly identify and resolve issues
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MULTIPLE OPERATIONAL AREAS
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Gain total visibility of all operations instantly and save time compared to running multiple reports
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EXCEPTIONS HIGHLIGHTING
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Quick identification of data outliers and correlations leading to better management of operations.
Client Reporting
COMPREHENSIVE OUT-OF THE BOX REPORTS
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Generate more than 45 different reports to obtain a holistic perspective on the overall management of the agency and the pension fund in general.
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EASY EXPORT TO OTHER FORMATS
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For ad hoc reporting capabilities, retrieve custom data sets and export them instantly to Microsoft Excel or csv.
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AUTOMATED REPORT SCHEDULER
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A flexible rule based system of client notifications ensures timely reporting for different events on the system.
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MULTIPLE MODES AND FORMATS
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Multiple modes of reporting including SWIFT, encrypted email, SMS and proprietary file formats.
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CUSTOMIZABLE REPORT PACKAGES
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All client reports can be scheduled for automated generation and transmission on a client by client basis or even at safekeeping account level. Reports can be sent to multiple destinations.

Integration

MULTIPLE OFF THE SHELF INTERFACES
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Interfaces with popular core banking systems like Finacle, Flexcube, T24 are available right away.
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REAL-TIME OR SCHEDULED
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Integration in real time or via scheduled export
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OPEN ARCHITECTURE
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Automated exchange of data via API
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RANGE OF INTERFACES
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The system is designed to interface with all types of market participants such as brokers, asset/fund managers, custodians, registrars, transfer agents and depositories.
Reconciliation
DEPOSITORY INTERFACE AND RECONCILIATION
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Automated positions reconciliation with local and international depositories as well as other entities through a variety of interface options.
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CASH RECONCILIATION WITH CORE BANKING SYSTEM
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Automated transactions and balance reconciliation with core banking systems to ensure that mirror accounts are in sync with core banking accounts.

Self-service Digital Portal
EASY TO USE
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Provide standard and wizard-based portals for customers and partners to quickly and accurately initiate and maintain self-service transactions and communication; use a common look and feel through any preeminent web browser.
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INFORMATIVE DASHBOARDS
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Our web client platform provide investors with a 360° overview of their portfolio valuation, performance, future cash flows and personal reports.
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REAL TIME
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Real-time access to reports and investment information

Budgeting and Forecasting

REAL-TIME REPORTING
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Generate precise, integrated, synchronized, real-time Statement of Cash Flows and Balance Sheet, P&L Statement, and other management reports without duplicating work or calculations.
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DETAILED AND SUMMARIZED VIEWS
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Drill down from summary to detail level to understand risks, variances and opportunities, and initiate faster changes in response to actual and predicted results.
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EFFICIENT PLANNING
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Gain a long-term view, with the ability to create rolling forecasts.
Workflow & Customer Query Management
END TO END TRACKING
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Customer queries are tracked from initiation to resolution with automated workflow process.
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AGE ANALYSIS
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This report gives the complete information regarding the time-frames for customer queries as well escalate long-running queries for swift resolution.
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ADVANCED SEARCH CAPABILITIES
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Get real-time access to all customer queries with powerful search features.

Document Management System

CENTRALIZED STORAGE
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Streamlined central storage and organization of documents
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ADVANCED DIGITAL DOCUMENT REPOSITORY
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All documents stored securely in digital form.
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EASE OF MANAGEMENT
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Management of faxes, emails, and scanned documents
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POWERFUL SEARCH AND DISCOVERY
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Retrieve documents using the comprehensive search feature based on one or more parameters.
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ENTERPRISE-GRADE SECURITY CONTROLS
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Industry standard security protocols for storage and transmission.
Property Management Module
FULL RANGE OF PROPERTY OPERATIONS
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Property operations across real estate asset classes
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STORE AND RETRIEVE DETAILED INFORMATION
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Securely maintain expenses, accept rent, and create reporting.
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FORECAST CASH FLOWS
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Track budgets, rent, insurance payments and more with powerful reporting.

KYC & AML

KYC/ KYB
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KYC identity and verification checks for individuals
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KYB corporate registry and beneficial ownership checks
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AML
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AML proactive monitoring and alerts or rescreening
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AML transaction screening (sender, beneficiary, bank, reference text)
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Transaction monitoring for suspicious behaviour (real-time/retrospective)
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FATCA & CRS ONBOARDING
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Ensure that your new customer on-boarding processes are compliant with FATCA and CRS.
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PROSPECTS & INVESTORS PROFILING SECTIONS
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Extensive Information including Corporate Information
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Client Relationships (E.g. Business, Family, etc.)
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Contacts and Preferences
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Investment Goals & Objectives
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Investment Restrictions, Rules and Constraints
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Suitability of the funds - MIFID
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Investment Preferences, fees and Marketing
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Customizable Sections
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AGED ANALYSIS REPORTING – 30/60/90 DAY RULE
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This report displays accounts with their aged balances . This enables you to follow up on overdue accounts as well proactively target accounts where the information needs renewal.
Initial Public Offering
END TO END PROCESSING
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The system offers a dedicated module for processing of IPO’s from subscription till allotment.
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DETAILED SUBSCRIBER INFORMATION
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Complete details of subscribers, both retail as well as institutional, can be captured. There are customizable sections which cater to any market specific regulatory requirements.
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AUTOMATED ALLOCATION MANAGEMENT
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The allocation criteria finalized by the issuer can be captured on the system and automatically applied to the subscriptions.
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ALLOTMENT NOTIFICATION
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Once allotment is finalized, all subscribers are notified automatically via email or SMS.
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AUTO REFUNDS
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For unsuccessful subscriptions, refunds are made automatically from the IPO account to the accounts indicated by the applicant on the application form.
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TRANSFER TO REGISTRAR
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The successful allotments are then sent to the registrar to form the register for this issue. This can be done via bulk data export or an automated interface.

Unitisation & Transaction Processing

UNITHOLDERS ACCOUNT MAINTENANCE
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Complete functionality to manage an investor’s account.
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CALCULATION OF UNIT PRICE, FEES AND EXPENSES
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Computation of the unite price for each fund on a daily basis. Computation of the proposed issue and redemption price based on management practice.
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INCOME DISTRIBUTION - DIVIDEND AND BONUS UNITS
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Functionality to undertake the distribution of dividend or bonus units to all unitholders registered with the fund upon distribution date. Generation of tax warrants and statements to the unit-holders.
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TRANSACTION PROCESSING
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Transactions capturing functions to automate the various business processes undertaken in the Unit Trust operation including sales, redemption, reversal, transfer, scrip split/merge, replacement and collaterisation.
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STP & Messaging


BI-DIRECTIONAL SWIFT
All relevant securities and cash SWIFT messages are supported, providing for an STP environment: ISO 15022, ISO 20022 as well as proprietary messaging formats.

MULTIPLE REPORTING FORMATS
Client reports can be sent by fax, encrypted email and by proprietary file formats, or a combination of any of these.

SCHEDULED REPORTING
All client reports can be scheduled for automated generation and transmission on a client by client basis or even at safekeeping account level. Reports can be sent to multiple destinations.

MESSAGE REPAIR
Inbound SWIFT messages are validated by a SWIFT processing engine and any exceptions are routed to a repair queue for assisted manual repair.

PROCESS MONITOR
Process and monitor your daily operations in STP mode. The settlements engine creates trades based on client instructions, broker files or manual entries.
Illiquid & Alternative Investments

FULL COVERAGE
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Allows setup and configuration of assets from global REITs to co-investment opportunities which address the investment, operational and organisational issues of concern to today's alternatives investor.
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REAL ASSETS
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The system allows setting up of real assets, such as real estate and infrastructure, represent one of the fastest growing segments within broader global alternatives environment.
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PRIVATE EQUITY
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Allows setup and configuration of a spectrum of private equity and infrastructure strategies including venture capital, buyouts, mezzanine, distressed, special situations and natural resources.